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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, St Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 03/2015 08/2023
Securian Financial Services Inc St. Paul MN 09/2018 08/2023
Bestprep Mbv Advisory Board Brooklyn Park MN 10/2022 Present
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2015 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 09/2018 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 10/2022 → Present
    Bestprep Mbv Advisory Board
    Brooklyn Park, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-02-27 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
  • 2010-02-03 → 2011-03-31
    Panama City, FL
    Panama City Beach, FL
    St Louis, MO
    Panama City Beach, FL
Other Businesses

MINNESOTA STATE UNIVERSITY, MANKATO POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2022 ADDRESS: 6417 Penn Ave S., Suite 8, Minneapolis MN 55423, United States DESCRIPTION: I was asked to go through the Customer Experience Certificate Program as part of the executive education suite with Minnesota State University, Mankato. Following the 8 week course they offered me a position to serve on the advisory board to improve the program and provide feedback over a one year term. BESTPREP MBV ADVISORY BOARD POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2022 ADDRESS: 7100 Northland Cir N, Brooklyn Park MN 55428, United States DESCRIPTION: I serve on the advisory board for non-profit BestPrep's Minnesota Business Venture summer business camp. This board aims to make improvements, promote, and execute on summer camps that are geared toward high school students to increase their interest and knowledge in financial literacy and business careers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-25
  • S66 Uniform Combined State Law Examination
    2019-02-25
Other Names
  • Neil Manthe
  • Neil Jeffrey Manthe

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