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455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-31 |
Branch Locations
1741 N High St, Denver, CO 80218 • United States
455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Air Lines | Denver | CO | 05/1997 | Present |
| Massmutual Life Insurance Company | Denver | CO | 12/2014 | 12/2019 |
| Mml Investors Services Llc | Denver | CO | 01/2015 | 12/2019 |
| Ratio Wealth Group, Llc | Denver | CO | 12/2019 | 07/2024 |
| Robertson Stephens | San Francisco | CA | 07/2024 | Present |
NAME: GWSA INV REL: Y ADD: 55 MADISON ST STE 790 DENVER CO 80206 NATURE: INSURANCE POSITION: SALES AGENT START DATE: 1/1/15 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: UNITED AIRLINES INV REL: N ADD: 7401 MLK BLVD DENVER CO 80207 NATURE: PILOT POSITION: 767 INSTRUCTOR START DATE: 5/26/97 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: UNITED AIRLINES INSTRUCTOR PILOT: EXECUTIVE BOARD MEMBER FOR WINGS OVER THE ROCKIES. NOT INVESTMENT RELATED. LESS THAN 1% OF TIME PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-31 |
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