Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-07-27 |
| CA | RA | APPROVED | 2009-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Santa Barbara | CA | 01/2009 | Present |
| Bank Of America,Na | Santa Barbara | CA | 09/2009 | Present |
I*7680 Entity Type: Rental Property Name: Donna's Condo Investment related: No Address: Santa Barbara, CA 93110 Position:, Owner Start date of relationship: 3/1/2019 Hours devoted: 2 hrs Hours devoted during trading hours: 0 Duties: Owner of rental propertyI*10582 Entity Type: Rental Property Name: Rental Condo Investment related: No Address: Santa Barbara, CA 93101 Position: Owner Start date of relationship: 3/1/2021 Hours devoted: 3 hrs Hours devoted during trading hours: 0 Duties: REPORTABLE - RENTAL PROPERTYI*571274 Entity Type: Rental Property Name: Rental Property 1 Investment related: No Address: Santa Barbara, CA 93101 Position: Co-owner with other family members, Start date of relationship: 10/3/2021 Hours devoted: 0 Hours devoted during trading hours: 0 Duties: REPORTABLE - RENTAL PROPERTYI*1084262 Entity Type: Rental Property Name: Rental Property 3 Investment related: No Address: Goleta, CA 93117 Position: Co-owner with other family members, Start date of relationship: 11/30/2022 Hours devoted: 8 hrs Yearly Hours devoted during trading hours: 0 Duties: Co-owner of rental property I*613239 Entity Type: Charitable Name: Scholarship Foundation of Santa Barbara Investment related: No Address: Santa Barbara, CA Position:, Board Member, Start date of relationship: 1/1/2022 Hours devoted: 40 hrs Yearly Hours devoted during trading hours: 0 Duties: I will be serving as a board member. I would be interviewing students for granting educational scholarships and other general volunteering with the organization. Selection criteria include, but are not limited to, financial need, motivation, and academic achievement. I*2029305, Entity Type: Rental Property Name: Rental Property 4, Address: Sarasota, FL, 34231, Investment Related: No, Position: Co-owner with other family members, Employee Start Date: 06/01/2024, No Hours: 10hrs/Ann, No Hours during trading: 0, Duties: Co-owner of rental property I*2122288, Entity Type: Rental property, Name: Rental Property 5 Address: Goleta, CA 93117 Investment Related: No Position: Co-owner with other family members Employee Start Date: 12/15/2024 No Hours: 5 Y No Hours during trading: 0 Duties: Co-owner with other family members of rental propertyI*: 2137275 Entity Type: Charitable Name: Santa Barbara Yacht Club Address: Santa Barbara, CA 93109 Investment Related: No Position: Committee Employee Start Date: 02/07/2025 Hours: 12 hrs mthly Hours during trading: 0 Duties: I am a member of the SBYC. I will be serving as a member on our history committee. We review the historical records of our 100 year Yacht Club and work on digitizing the history for our clubs website for members and future generations.I*3629268Entity Type: Not for Profit Name: La Goleta Bridge Committee Address: Goleta, California, 93117Investment Related: NoPosition, Title, Association: Committee member Employee Start Date: 01/30/2026 Hours: 4, MonthlyHours during trading: 0 0Duties: This is a neighborhood committee being formed for the purpose of organizing a necessary bridge repair. The committee is responsible for coordinating the repair, collecting funds from each of the residents, and facilitating payment to the contractors performing the work. I*4554286 Name of OBA: L F W TTEE D WE TTEE U/A DTD 7/7/23 Address: Goleta, CA Invest: No Association: Trustee Start Date: 5/11/26 Hours: 1, Yearly Hours during trading: 1, Yearly Duties: Self, Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-04 |
Reach out to this advisor