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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-18 |
| TX | RA | APPROVED_RES | 2025-06-02 |
| CA | RA | APPROVED | 2024-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St Louis | MO | 06/2013 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 09/2020 | 08/2024 |
| Unemployed | Los Angeles | CA | 01/2019 | 09/2020 |
| Bank Of America, N.A. | Century City | CA | 11/2020 | 08/2024 |
| Ubs Financial Services Inc. | Beverly Hills | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-25 |
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