Robert Casey Klein

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-09-08
TX	RA	APPROVED_RES	2021-06-24
CA	RA	APPROVED	2009-03-03

SC RA
APPROVED

Since 2023-09-08
TX RA
APPROVED_RES

Since 2021-06-24
CA RA
APPROVED

Since 2009-03-03

Branch Locations

23822 Valencia Blvd, Valencia, CA 91355 • United States

Charleston, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Valencia	CA	01/2009	Present
Thrivent Financial For Lutherans	Appleton	CA	12/2008	Present

01/2009 → Present

Thrivent Investment Management Inc

Valencia, CA
12/2008 → Present

Thrivent Financial For Lutherans

Appleton, CA

Other Businesses

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-02

S66 Uniform Combined State Law Examination

2009-03-02

View on SEC IAPD

Current Employers

Thrivent Investment Management Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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