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Current Employers
Higgins & Schmidt Wealth Strategies Llc

1934 Market Street, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-06
CO RA APPROVED 2017-05-26
  • TX RA
    APPROVED_RES
    Since 2019-05-06
  • CO RA
    APPROVED
    Since 2017-05-26

Branch Locations

1934 Market Street, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Boulder CO 08/2010 05/2017
Lpl Financial, Llc Denver CO 05/2017 Present
Higgins & Schmidt Wealth Strategies, Llc Denver CO 08/2010 Present
Previous Registrations
Other Businesses

1.8/19/2010- Investment Related Insurance Agent- 3 hours per month 2.5/11/2021- 1936 Market St. Capital Group- Real-Estate Holding Company - 2 hours per month 3.8/19/2010- 8/19/2010 - Allison Schmidt Inc, LLC- Not Investment Related- Business Entity for Tax 4.04/15/2015 - Fraser, CO 80441 - Real Estate Rental - 0 Hours per month. 2nd home/investment VRBO property. 5.02/25/2022 - Denver, CO 80218 - Real Estate Rental - 2 Hours Per Month/0 Hours During Securities Trading. 6.12/01/2020 - Denver, CO 80211 - Real Estate Rental with her sister - 0 Hours per month. 7.12/01/2020 - Denver, CO 80204 - Real Estate Rental with her sister - 0 Hours per month. 8.10/15/2017 - Denver, CO 80212 - Real Estate Rental with her sister - 0 Hours per month. 9.12/17/2015 - Denver, CO 80204 - Real Estate Rental - 0 Hours per month. 10.12/10/2017 - Denver, CO 802060- Real Estate Rental - 0 Hours per month. 11.01/09/2026 - Fort Collins, CO - Real Estate Rental - 0 Hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-13
  • S66 Uniform Combined State Law Examination
    2009-03-13
Designations
Other Names
  • Allison Louise Schmidt
  • Allison Louise Deyoung

View on SEC IAPD

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