Charles Richard Cohen

Current Employers

Employment History

• 03/2010 → 10/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salisbury, MD
• 01/2011 → 10/2024
  Bank Of America, N.A.
  Salisbury, MD
• 11/2024 → Present
  Mml Investors Services, Llc
  Hunt Valley, MD
• 11/2024 → Present
  Massmutual Life Insurance Company
  Hunt Valley, MD

Previous Registrations

• 2010-03-22 → 2024-11-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ocean City, MD
  Salisbury, MD
  Ocean City, MD
  Hunt Valley, MD
  Boston, MA
  Columbia, MD
  Pennington, NJ
  Crofton, MD
  Pasadena, MD
• 2009-03-24 → 2010-01-25
  Ameriprise Financial Services, Llc
  Columbia, MD
  Owings Mills, MD

Other Businesses

(1) NAME: COHEN WEALTH ADVISORS LLC INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: CONSULTING AND PROVIDING FINANCIAL MODELING TO DIVORCE ATTORNEYS POSITION: CERTIFIED DIVORCE FINANCIAL ANALYST START DATE: 08/01/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DUTIES: CONSULT WITH DIVORCE ATTORNEYS TO ASSIST THEM IN OBTAINING PRESENT AND FUTURE VALUE OF ASSETS HELD BY THE CLIENTS OF THE ATTORNEY FOR PURPOSE OF EQUITABLY DIVIDING ASSETS IN A DIVORCE (2) NAME: CHARLES COHEN, INV REL: Y, ADD: 11350 MCCORMICK ROAD, EXEC PLAZA IV, SUITE 200, HUNT VALLEY, MD 21031 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 12/01/2025,NO. HR/MO:5, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH

Exams

• S66 Uniform Combined State Law Examination
  2009-03-20