Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-01 |
| TN | RA | APPROVED | 2018-10-02 |
Branch Locations
6075 Poplar Ave Suite 335, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc. | Knoxville | TN | 01/2009 | 02/2018 |
| Td Ameritrade Investment Management, Llc | Memphis | NE | 02/2018 | 10/2018 |
| Raymond James Financial Services, Inc. | Memphis | TN | 10/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Memphis | TN | 10/2018 | Present |
| Swain Wealth Partners Llc | Memphis | TN | 07/2023 | Present |
(1)Name of Business: Swain Wealth Partners LLC Address: 6075 Poplar Ave Ste 335, Memphis, TN, 38119-0109, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sole Member of LLC that owns Swain Wealth Partners
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-11 |
Reach out to this advisor