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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

680 Langsdorf Dr. Ste 204, Fullerton, CA 92831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Fullerton CA 01/2012 Present
World Financial Group, Inc Fullerton CA 08/2008 Present
Destiny Builders 9, Llc Fullerton CA 03/2016 Present
Arizona Property Maricopa AZ 05/2006 Present
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Fullerton, CA
  • 08/2008 → Present
    World Financial Group, Inc
    Fullerton, CA
  • 03/2016 → Present
    Destiny Builders 9, Llc
    Fullerton, CA
  • 05/2006 → Present
    Arizona Property
    Maricopa, AZ
Previous Registrations
  • 2009-01-12 → 2012-01-06
    Investment Advisors International, Inc.
    Anaheim, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. DESTINY BUILDERS 9, LLC/NO/3024 LA TRAVESIA DR, FULLERTON, CA, 92835/FINANCIAL SERVICES/PASS THROUGH ACCOUNT PER IMMEDIATE SUPV (LIZ SALMON-OSBON)/PRESIDENT/03.31.2016/5/0/GENERAL OFFICE USE ARIZONA PROPERTY/YES- INVESTMENT RELATED/CO-OWNER/5.1.2006/41820 W. ANNE LN, MARICOPA, AZ 85238/THIS IS OUR SECOND HOME WHICH WE WILL RENT OUT./THIS HOUSE WILL BE PUT ON THE MARKET TO BE RENTED./HOURS PER WEEK: 1/

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-23
S65 Uniform Investment Adviser Law Examination 2008-12-11
  • S63 Uniform Securities Agent State Law Examination
    2008-12-23
  • S65 Uniform Investment Adviser Law Examination
    2008-12-11

View on SEC IAPD

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