Sean Anthony Allen

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-09-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Florham Park	NJ	04/2018	12/2019
Kiddie Soccer	Brookside	NJ	09/2015	11/2017
Parsippany Soccer Club	Parsippany	NJ	09/2016	04/2018
Unitravco Inc	Madison	NJ	01/2016	04/2018
Uber	San Francisco	CA	02/2017	04/2018
Lyft	San Francisco	CA	05/2017	04/2018
Park Savoy	Florham Park	NJ	09/2016	09/2016
Bank Of America, N.A.	Florham Park	NJ	06/2018	12/2019
Fidelity Brokerage Services Llc	Millburn	NJ	12/2019	09/2021
Ubs Financial Services Inc.	Red Bank	NJ	09/2021	09/2025
Wells Fargo Clearing Services, Llc.	Oakhurst	NJ	09/2025	Present

04/2018 → 12/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ
09/2015 → 11/2017

Kiddie Soccer

Brookside, NJ
09/2016 → 04/2018

Parsippany Soccer Club

Parsippany, NJ
01/2016 → 04/2018

Unitravco Inc

Madison, NJ
02/2017 → 04/2018

Uber

San Francisco, CA
05/2017 → 04/2018

Lyft

San Francisco, CA
09/2016 → 09/2016

Park Savoy

Florham Park, NJ
06/2018 → 12/2019

Bank Of America, N.A.

Florham Park, NJ
12/2019 → 09/2021

Fidelity Brokerage Services Llc

Millburn, NJ
09/2021 → 09/2025

Ubs Financial Services Inc.

Red Bank, NJ
09/2025 → Present

Wells Fargo Clearing Services, Llc.

Oakhurst, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-30
S65	Uniform Investment Adviser Law Examination	2009-06-05

Other Firms