James Langford Spies

Current Employers

Employment History

• 06/2011 → 06/2023
  Mass Mutual
  Hunt Valley, MD
• 06/2011 → 06/2023
  Mml Investors Services
  Hunt Valley, MD
• 06/2023 → 01/2025
  Lincoln Financial Advisors
  Hunt Valley, MD
• 01/2025 → Present
  Osaic Wealth, Inc.
  Hunt Valley, MD

Previous Registrations

• 2023-06-27 → 2025-01-24
  Osaic Fa, Inc.
  Hunt Valley, MD
• 2011-06-20 → 2023-06-23
  Mml Investors Services, Llc
  Hunt Valley, MD
• 2009-09-21 → 2011-06-09
  Hornor, Townsend & Kent, Llc
  Towson, MD
• 2009-05-29 → 2009-09-09
  Waddell & Reed
  Owings Mills, MD

Other Businesses

1) Heritage Financial Consultants, LLC, 307 International Circle, STE 390, Hunt Valley MD Category: Insurance Investment Related: Yes Title: Agent Duties: sales and service of accident insurance, health insurance, disability insurance, fixed annuities, health savings accounts, traditional life insurance, life settlements, long-term care insurance Start Date: 06/2023 Hours per Month: 20 Hours per Month during trading hours: 20 2) Makers House, LLC, 966 South George Street, York PA Category: Legal Entity/LLC Investment Related: No Title: Owner Duties: partner in brewery business, role is consultative, not involved in day-to-day operations Start Date: 04/2023 Hours per Month: 40 Hours per Month during trading hours: 1 3) JLS3 LLC 307 International Circle, STE 300, Hunt Valley MD Category: Legal Entity/LLC Investment Related: No Title: Owner Duties: entity created to facilitate the handling of business expenses and operations Start Date: 08/2023 Hours per Month: 80 4) HERITAGE FINANCIAL CONSULTANTS, LLC POSITION: Agent/FP NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2025 ADDRESS: 307 International Circle, Suite 390, Hunt Valley MD 21030, United States DESCRIPTION: APG Payout with Heritage Financial Consultants, LLC

Exams

• S66 Uniform Combined State Law Examination
  2009-04-13

Other Names

• James Spies
• Jay Spies
• James Langford Spies