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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-03-18
  • NC RA
    APPROVED
    Since 2009-03-18

Branch Locations

333 North Greene Street Suite 400, Greensboro, NC 27401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2008 Present
Northwestern Mutual Investment Services, Llc Greensboro NC 12/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2012 Present
  • 12/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2008 → Present
    Greensboro, NC
  • 12/2012 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MARKET USA NC, INC; 415 PISGAH CHURCH RD, GREENSBORO, NC 72455; NON-INVESTMENT RELATED; STARTED 1/2005; PROMOTIONAL PRODUCTS SUPPLIER; I RESIGNED AS CEO AND WILL NOT RECEIVE ANY FURTHER W-2 EARNINGS. MY WIFE HAS TAKEN OVER THE BUSINESS AS PRESIDENT. I WILL REMAIN ON THE BOARD AS A NON-EMPLOYEE OFFICER (SECRETARY) AS THERE ARE TIMES WHEN MY WIFE REQUIRES TWO SIGNATURES ON DOCUMENTS (I.E BOARD RESOLUTIONS FOR THE BANK LOAN). I WILL NOT BE DEVOTING ANY TIME TO THE BUSINESS. 2.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. .CHAIRMAN OF THE BOARD, GOODWILL INDUSTRIES OF CENTRAL NORTH CAROLINA, 1235 S. EUGENE STREET, GREENSBORO, , NORTH CAROLINA, 27406, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/1/2014, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ATTEND BOARD MEETINGS, ATTEND FINANCE COMMITTEE MEETINGS, REVIEW FINANCIAL STATEMENTS AND SIGN DOCUMENTS AS A REPRESENTATIVE OF THE EXECUTIVE COMMITTEE 4. OWNER, MMBH ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 4/13/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. 100% OWNER, BOB HUDSON HOLDINGS, LLC, LEGAL ENTITY, START DATE: 04/13/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-20
  • S66 Uniform Combined State Law Examination
    2009-01-20

View on SEC IAPD

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