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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-24
  • AZ RA
    APPROVED
    Since 2024-09-24

Branch Locations

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Scottsdale AZ 11/2022 07/2024
Wells Fargo Clearing Services Scottsdale AZ 11/2022 07/2024
Atrium Holding Llc Phoenix AZ 01/2016 03/2017
Bank Of America Private Bank Scottsdale AZ 03/2017 03/2022
Extended Travel Scottsdale AZ 03/2022 11/2022
Wells Fargo Clearing Services, Llc Scottsdale AZ 08/2024 Present
  • 11/2022 → 07/2024
    Wells Fargo Bank
    Scottsdale, AZ
  • 11/2022 → 07/2024
    Wells Fargo Clearing Services
    Scottsdale, AZ
  • 01/2016 → 03/2017
    Atrium Holding Llc
    Phoenix, AZ
  • 03/2017 → 03/2022
    Bank Of America Private Bank
    Scottsdale, AZ
  • 03/2022 → 11/2022
    Extended Travel
    Scottsdale, AZ
  • 08/2024 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

I own a residential rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30

View on SEC IAPD

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