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Lauren Mary Alvey

Mariner

San Diego, CA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-26
  • CA RA
    APPROVED
    Since 2020-08-26

Branch Locations

11512 El Camino Real Suite 370, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual/Mml Investor Services La Jolla CA 01/2015 05/2017
Mariner Wealth Advisors San Diego CA 02/2020 06/2020
Mariner Wealth Advisors San Diego CA 07/2020 Present
Alliancebernstein La Jolla CA 05/2017 01/2020
  • 01/2015 → 05/2017
    Massmutual/Mml Investor Services
    La Jolla, CA
  • 02/2020 → 06/2020
    Mariner Wealth Advisors
    San Diego, CA
  • 07/2020 → Present
    Mariner Wealth Advisors
    San Diego, CA
  • 05/2017 → 01/2020
    Alliancebernstein
    La Jolla, CA
Other Businesses

Hidden City Derby Girls; not investment-related; Treasurer; start date: 1/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-25
  • S65 Uniform Investment Adviser Law Examination
    2020-08-25
Designations

View on SEC IAPD

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CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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