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222 East Carillo Street Suite 208, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-27 |
Branch Locations
222 E. Carrillo Street Suite 208, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Santa Barbara | CA | 11/2008 | Present |
| May Wealth Management Group | Santa Maria | CA | 10/2018 | 12/2018 |
| Monarch Wealth Strategies | Santa Barbara | CA | 09/2018 | Present |
1. 11/24/2008 - MONARCH WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/07/2019 - Monarch Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 09/30/2019 - 160 Hours Per Month During Securities Trading - IAR - I provide investment advisory services through Monarch Wealth Strategies, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-06 |
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