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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-23 |
| OH | RA | APPROVED | 2022-10-28 |
Branch Locations
4149 N. Holland Sylvania Rd Ste 4, Toledo, OH 43623 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Toledo | OH | 11/2012 | Present |
| Lpl Financial | Toledo | OH | 10/2022 | Present |
1) 10/02/2022 - Roberts Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - at reported business location - 150 hours per month - Start date: 10/28/2022. 2) 10/02/2022 - Non-Variable Insurance - Agent selling: 1) Term Life, Universal Life, Fixed Annuities - Investment related - Toledo Ohio 43623 - 4 hours per month - Start date: 10/28/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-11 |
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