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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Springfield | Springfield | IL | 11/2008 | Present |
| Lpl Financial, Llc | Springfield | IL | 11/2015 | Present |
| Bos Asset Management Llc | Springfield | IL | 01/2021 | Present |
1. 1/13/2021 - BOS Asset Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Chief Compliance Officer - Started 01/11/2021 - 20 Hours Per Month During Securities Trading - I provide investment advisory services through BOS Asset Management, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 4/28/2021 - BOS Asset Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 20 Hours Per Month During Securities Trading. 3. 1/25/2023 - BOS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/16/2023 - 160 Hours Per Month/160 Hours During Securities Trading 4. 02/13/2024 - Bank of Springfield - Non-Inv related - Financial Institution Duty - Started: 3/1/2024 - 1 Hr/Mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-05 |
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