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Christopher Paul Clini

Empower Advisory Group, LLC

Greenwood Village, CO

Hartford, CT

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-07-21
  • CT RA
    APPROVED
    Since 2022-07-21

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

280 Trumball St, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Investment Management, Llc Omaha NE 11/2008 09/2019
The Prudential Insurance Company Of America Hartford CT 06/2020 Present
Prudential Investment Management Services Llc Hartford CT 06/2020 Present
Unemployed Wallingford CT 09/2019 06/2020
Gwfs Equities, Inc. Hartford CT 04/2022 Present
  • 11/2008 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 06/2020 → Present
    The Prudential Insurance Company Of America
    Hartford, CT
  • 06/2020 → Present
    Prudential Investment Management Services Llc
    Hartford, CT
  • 09/2019 → 06/2020
    Unemployed
    Wallingford, CT
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Hartford, CT
Previous Registrations
  • 2020-07-07 → 2020-11-28
    Prudential Select Strategies Llc
    Hartford, CT
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    New Haven, CT
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    New Haven, CT
  • 2017-03-01 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-01
S63 Uniform Securities Agent State Law Examination 2009-05-28
  • S66 Uniform Combined State Law Examination
    2017-03-01
  • S63 Uniform Securities Agent State Law Examination
    2009-05-28
Other Names
  • Christopher Paul Clini
  • Christopher Clini

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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