Best Investors Account Sign in

Richard Carlos Valenzuela

J.P. Morgan Securities LLC

Bakersfield, CA

Bakersfield, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-31
TX RA APPROVED 2025-01-31
  • CA RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2025-01-31

Branch Locations

1515 17Th Street, Bakersfield, CA 93301 • United States

5660 Stockdale Hwy, Bakersfield, CA 93309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce,Fenner & Smith Incorporated Manteca CA 09/2014 01/2025
Bank Of America, N.A./Merrill Edge Manteca CA 09/2014 01/2025
J.P. Morgan Securities Llc Bakersfield CA 01/2025 Present
Jpmorgan Chase Bank, N.A. Bakersfield CA 01/2025 Present
  • 09/2014 → 01/2025
    Merrill Lynch, Pierce,Fenner & Smith Incorporated
    Manteca, CA
  • 09/2014 → 01/2025
    Bank Of America, N.A./Merrill Edge
    Manteca, CA
  • 01/2025 → Present
    J.P. Morgan Securities Llc
    Bakersfield, CA
  • 01/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Bakersfield, CA
Previous Registrations
  • 2014-09-19 → 2025-01-27
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Manteca, CA
    Manteca, CA
    Manteca, CA
    Livermore, CA
    Tracy, CA
    Modesto, CA
    Tracy, CA
    Tracy, CA
    Modesto, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
  • 2012-10-01 → 2014-08-07
    J.P. Morgan Securities Llc
    Stockton, CA
    Stockton, CA
  • 2011-04-25 → 2012-10-01
    Chase Investment Services Corp.
    Stockton, CA
    Stockton, CA
  • 2009-05-04 → 2011-03-21
    Waddell & Reed
    Stockton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-02
  • S66 Uniform Combined State Law Examination
    2009-05-02
Other Names
  • Richard Valenzuela
  • Richard Carlos Valenzuela
  • Richard C Valenzuela

View on SEC IAPD

Other Firms

WOODWARD DIVERSIFIED CAPITAL, LLC
HOWARD FINANCIAL
SIERRA CAPITAL MANAGEMENT
WORLD INVESTMENT ADVISORS, LLC
PARK AVENUE SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES

Other Investors

BEAU THOMAS WOODWARD
GABRIEL THOMAS WOODWARD
Caleb James Richmond
THOMAS DORSEY WOODWARD
LANCE RAYMOND HOWARD
Stanley SCOTT GARRISON
THOMAS DEAN MING
Ryne Alyn Fessler

Other Offices

WOODWARD DIVERSIFIED CAPITAL, LLC · BAKERSFIELD, CA
HOWARD FINANCIAL · BAKERSFIELD, CA
SIERRA CAPITAL MANAGEMENT · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · BAKERSFIELD, CA
WORLD INVESTMENT ADVISORS, LLC · Bakersfield, CA
PARK AVENUE SECURITIES LLC · BAKERSFIELD, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Bakersfield, CA
WELLS FARGO CLEARING SERVICES, LLC · BAKERSFIELD, CA

More in Bakersfield, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor