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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-11-12 |
| TX | RA | APPROVED_RES | 2009-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 10/2009 | Present |
| Bank Of America, N.A. | Greensboro | NC | 07/2011 | Present |
I*472643, Entity Type: Entity For Profit, Name of OBA: 3 D Mgmt, Address: Greensboro, North Carolina, 27410, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 12/29/2006, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: advertising nothing has changed since last AIM reporting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-30 |
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