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James Robert Shoquist

Northwest Wealth Management, LLC

Spencer, IA

Omaha, NE

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Current Employers
Northwest Wealth Management, Llc

1607 W. 18Th Street, Spencer, IA 51301 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-04
NE RA APPROVED 2014-05-07
  • TX RA
    APPROVED
    Since 2020-09-04
  • NE RA
    APPROVED
    Since 2014-05-07

Branch Locations

1607 W. 18Th Street, Spencer, IA 51301 • United States

14320 Arbor Street, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Wealth Management Llc Omaha NE 05/2014 Present
Previous Registrations
  • 2011-01-03 → 2014-05-06
    Wells Fargo Clearing Services, Llc
    Bellevue, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2009-03-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Papillion, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-17
  • S66 Uniform Combined State Law Examination
    2009-03-17
Designations

View on SEC IAPD

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Other Offices

EDWARD JONES · SPENCER, IA
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AMERIPRISE FINANCIAL SERVICES, LLC · Spencer, IA
EDWARD JONES · SPENCER, IA
LPL FINANCIAL LLC · SPENCER, IA
THRIVENT INVESTMENT MANAGEMENT INC. · SPENCER, IA
AVANTAX PLANNING PARTNERS, INC. · Spencer, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Spencer, IA

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