James Robert Shoquist

Employer firm

Northwest Wealth Management, LLC CRD 152816

$1.03B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Northwest Wealth Management Llc
  Omaha, NE

Previous Registrations

• 2011-01-03 → 2014-05-06
  Wells Fargo Clearing Services, Llc
  Bellevue, NE
  Bellevue, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
• 2009-03-20 → 2011-01-03
  Wells Fargo Investments, Llc
  Papillion, NE
  Omaha, NE
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2009-03-17

Designations

• Certified Financial Planner