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Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-07-30
  • AL RA
    APPROVED
    Since 2024-07-30

Branch Locations

301 Washington Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Huntsville AL 01/2013 07/2024
Cetera Investment Services Llc St. Cloud MN 01/2013 07/2024
Cetera Investment Advisers Llc Huntsville AL 01/2014 07/2024
Synovus Bank Huntsville AL 07/2024 01/2026
Synovus Securities Llc. Huntsville AL 07/2024 Present
Pinnacle Bank Huntsville AL 01/2026 Present
  • 01/2013 → 07/2024
    Regions Bank
    Huntsville, AL
  • 01/2013 → 07/2024
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → 07/2024
    Huntsville, AL
  • 07/2024 → 01/2026
    Synovus Bank
    Huntsville, AL
  • 07/2024 → Present
    Synovus Securities Llc.
    Huntsville, AL
  • 01/2026 → Present
    Pinnacle Bank
    Huntsville, AL
Previous Registrations
  • 2014-01-21 → 2024-07-30
    Huntsville, AL
    Huntsville, AL
  • 2013-01-30 → 2014-01-21
    Cetera Investment Services Llc
    Huntsville, AL
    St Cloud, MN
    Florence, AL
    Huntsville, AL
  • 2010-04-12 → 2013-01-09
    Decatur, AL
    St Louis, MO
Other Businesses

Central Baptist Church Endowment Committee | 2801 Hwy 31 S., DECATUR, AL 35603 | RELIGIOUS | VP; Endowment Committee | 1 HR/MO | 0 HRS DURING TRADING | NOT INVESTMENT RELATED | NO COMPENSATION |Ensures that gifts from the estates are uses as intended by the decedent. Run the meeting/agenda if the President is not present. Only meet one a quarter. Central Baptist Church | 2801 Hwy 31 S., DECATUR, AL 35603 | RELIGIOUS | FILL-IN FOR WORSHIP LEADER | 1 HR/MO | 0 HRS DURING TRADING | NOT INVESTMENT RELATED | FLAT FEE COMPENSATION |IF SUNDAY MORNING WORSHIP IS DONE THEN $250 IS PAID/ IF ONLY CHIOR REHEARSAL, NO PAYMENT. | WHEN THE WPRSHIP LEADER IS OUT OF TOWN OR SICK, I FILL IN TO LEAD CHIOR REHEARSAL AND/OR TO LEAD WORSHIP IN THE SUNDAY MORNING WORSHIP SERVICE. THIS IS NO MORE THE 3 TIMES PER YEAR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-09
S63 Uniform Securities Agent State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2010-04-09
  • S63 Uniform Securities Agent State Law Examination
    2009-01-29
Other Names
  • Wes Stewart

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