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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

207 East Broadway Unit 201, Long Beach, CA 90802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Los Alamitos CA 12/2008 10/2019
1St Global Advisors, Inc. Los Alamitos CA 12/2008 10/2019
Scalco Financial Long Beach CA 01/2016 Present
Avantax Insurance Services, Inc. Long Beach CA 08/2004 09/2025
Avantax Advisory Services Long Beach CA 10/2019 09/2025
Avantax Investment Services, Inc. Long Beach CA 10/2019 09/2025
Avantax Insurance Agency, Llc Long Beach CA 01/2020 09/2025
Cetera Wealth Services, Llc Long Beach CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/2008 → 10/2019
    1St Global Capital Corp
    Los Alamitos, CA
  • 12/2008 → 10/2019
    1St Global Advisors, Inc.
    Los Alamitos, CA
  • 01/2016 → Present
    Scalco Financial
    Long Beach, CA
  • 08/2004 → 09/2025
    Avantax Insurance Services, Inc.
    Long Beach, CA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Long Beach, CA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Long Beach, CA
  • 01/2020 → 09/2025
    Avantax Insurance Agency, Llc
    Long Beach, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Long Beach, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Long Beach, CA
  • 2009-01-26 → 2019-10-25
    1St Global Advisors Inc
    Seal Beach, CA
Other Businesses

1) SCALCO FINANCIAL DBA POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2010 ADDRESS: 13001 Seal Beach Boulevard, Suite 205, Seal Beach CA 90740, United States DESCRIPTION: FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-24
  • S66 Uniform Combined State Law Examination
    2009-01-24
Designations

View on SEC IAPD

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