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Peter Randall Gordon

Highlands Wealth Advisors, LLC

San Diego, CA

CRD 5610258

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Employer firm

Highlands Wealth Advisors, LLC CRD 156428

$33.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Highlands Wealth Advisors, Llc

9920 Pacific Heights Blvd Suite 150, San Diego, CA 92121 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-03-11
  • CA RA
    APPROVED
    Since 2011-03-11

Branch Locations

9920 Pacific Heights Blvd Suite 150, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highlands Wealth Advisors, Llc San Diego CA 01/2011 Present
Previous Registrations
  • 2009-02-16 → 2011-03-14
    Dowling & Yahnke, Llc
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-13
  • S65 Uniform Investment Adviser Law Examination
    2009-02-13

View on SEC IAPD

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