Best Investors Account Sign in

Bradley Adam Maienschein

Ubs Financial Services Inc.

La Jolla, CA

Encinitas, CA

CRD 5607640

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-01
  • CA RA
    APPROVED
    Since 2019-07-01

Branch Locations

1200 Prospect St Suite 100, La Jolla, CA 92038 • United States

Encinitas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gelber Group San Diego CA 01/2011 08/2017
Morgan Stanley Smith Barney Llc Honolulu HI 02/2018 11/2018
Self Employed Trader San Diego CA 08/2017 06/2019
Ubs Financial Services Inc. La Jolla CA 07/2019 Present
  • 01/2011 → 08/2017
    Gelber Group
    San Diego, CA
  • 02/2018 → 11/2018
    Morgan Stanley Smith Barney Llc
    Honolulu, HI
  • 08/2017 → 06/2019
    Self Employed Trader
    San Diego, CA
  • 07/2019 → Present
    Ubs Financial Services Inc.
    La Jolla, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-11
S63 Uniform Securities Agent State Law Examination 2008-11-14
  • S66 Uniform Combined State Law Examination
    2018-07-11
  • S63 Uniform Securities Agent State Law Examination
    2008-11-14
Other Names
  • Brad Maienschein
  • Bradley A Maienschein

View on SEC IAPD

Nearby Firms

ALPHACORE CAPITAL LLC
WEDBUSH SECURITIES INC.
HAMILTON MANOR & ASSOCIATES

Nearby Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN

Nearby Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA

More in La Jolla, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor