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Thomas Emanuel Wolf

Oppenheimer & Co. Inc.

Denver, CO

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-01
CO RA APPROVED 2019-06-13
  • TX RA
    APPROVED_RES
    Since 2021-12-01
  • CO RA
    APPROVED
    Since 2019-06-13

Branch Locations

3200 Cherry Creek South Drive Suite 310, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenwood Village CO 02/2013 06/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 06/2019
Oppenheimer & Co, Inc Denver CO 06/2019 Present
  • 02/2013 → 06/2019
    Greenwood Village, CO
  • 01/2015 → 06/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2019 → Present
    Denver, CO
Previous Registrations
Other Businesses

UNIVERSITY OF COLORADO-LEEDS SCHOOL OF BUSINESS. NOT INVESTMENT RELATED. 995 REGENT DR., BOULDER, CO 80309. MENTORING BUSINESS STUDENTS THROUGH GRADUATION ON BUSINESS TOPICS. MENTOR. 10/01/24 START DATE. 4 HOURS A MONTH. FACE TO FACE MEETING TO MENTO STUDENTS ON ENTERING THE PROFESSIONAL WORLD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-25
  • S66 Uniform Combined State Law Examination
    2008-11-25
Designations
Other Names
  • Tom Emanuel Wolf

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