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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-24
TX RA APPROVED_RES 2023-09-19
MT RA APPROVED 2021-12-23
AZ RA APPROVED 2021-09-09
CA RA APPROVED 2020-10-27
  • FL RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED_RES
    Since 2023-09-19
  • MT RA
    APPROVED
    Since 2021-12-23
  • AZ RA
    APPROVED
    Since 2021-09-09
  • CA RA
    APPROVED
    Since 2020-10-27

Branch Locations

5405 Morehouse Drive Suite 245, San Diego, CA 92121 • United States

Marion, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kimberly James Fountain Valley CA 07/2012 01/2019
Lincoln Financial Securities Fountain Valley CA 01/2019 12/2019
Lincoln Financial Securities San Diego CA 12/2019 12/2019
Guardian Life Insurance Company San Diego CA 12/2019 09/2022
Park Avenue Securitiies San Diego CA 12/2019 09/2022
Guardian Life Insurance Anaheim CA 09/2020 08/2023
Park Avenue Securities Anaheim CA 09/2020 08/2023
Guardian Life Insurance San Diego CA 08/2023 Present
Park Avenue Securities San Diego CA 08/2023 Present
Guardian Life Insurance Company Marion MT 06/2024 Present
Guardian Life Insurance Company Marion MT 06/2024 Present
  • 07/2012 → 01/2019
    Kimberly James
    Fountain Valley, CA
  • 01/2019 → 12/2019
    Lincoln Financial Securities
    Fountain Valley, CA
  • 12/2019 → 12/2019
    Lincoln Financial Securities
    San Diego, CA
  • 12/2019 → 09/2022
    Guardian Life Insurance Company
    San Diego, CA
  • 12/2019 → 09/2022
    Park Avenue Securitiies
    San Diego, CA
  • 09/2020 → 08/2023
    Guardian Life Insurance
    Anaheim, CA
  • 09/2020 → 08/2023
    Park Avenue Securities
    Anaheim, CA
  • 08/2023 → Present
    Guardian Life Insurance
    San Diego, CA
  • 08/2023 → Present
    Park Avenue Securities
    San Diego, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Marion, MT
  • 06/2024 → Present
    Guardian Life Insurance Company
    Marion, MT
Other Businesses

INSURANCE: Insurance products other than those offered through Guardian and its subsidiaries START DATE 11/07/2019 9605 Scranton Road #625, San Diego CA 92121 10 TOTAL hours per month will be spend on this Outside Business Activity 10 hours per month during normal securities trading hours INVESTMENT RELATED Union Member Benefit: Provide disability benefit to Union fire fighters. START DATE 02/14/2017 1199 Pacific Hwy #1504, San Diego, CA 92101 2 total hours per month will be spend on this Outside Business Activity 2 hours per month during normal securities trading hours INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-20
S63 Uniform Securities Agent State Law Examination 2020-02-05
  • S65 Uniform Investment Adviser Law Examination
    2020-10-20
  • S63 Uniform Securities Agent State Law Examination
    2020-02-05
Other Names
  • Kimberly Corrie Kirish
  • Kimberly Corrie Lundstrom
  • Kimberly Corrie James
  • Kimberly C James

View on SEC IAPD

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