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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-10
TX RA APPROVED_RES 2026-06-08
  • AZ RA
    APPROVED
    Since 2026-06-10
  • TX RA
    APPROVED_RES
    Since 2026-06-08

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Advisers, Inc. Scottsdale AZ 06/2026 Present
The Vanguard Group, Inc. Scottsdale AZ 02/2017 Present
Vanguard Marketing Corporation Scottsdale AZ 02/2017 Present
Unemployed Tucson AZ 06/2016 01/2017
  • 06/2026 → Present
    Scottsdale, AZ
  • 02/2017 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 02/2017 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 06/2016 → 01/2017
    Unemployed
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-15
  • S66 Uniform Combined State Law Examination
    2026-05-15
Other Names
  • James A Bacani
  • James Bacani

View on SEC IAPD

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