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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-15
CA RA APPROVED 2012-04-24
  • TX RA
    APPROVED_RES
    Since 2014-09-15
  • CA RA
    APPROVED
    Since 2012-04-24

Branch Locations

11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 03/2012 Present
Bank Of America, N.A. San Diego CA 08/2012 Present
Previous Registrations
  • 2011-07-21 → 2011-11-18
    Jrl Capital Advisors Llc
    San Diego, CA
    Newport Beach, CA
  • 2009-11-16 → 2011-07-18
    Wfp Securities
    San Diego, CA
  • 2008-12-19 → 2009-03-04
    Escondido, CA
    San Diego, CA
Other Businesses

I*4690 For profit or not for profit: For-Profit Organization Name of outside business organization: allan tentler Investment related: yes Address of business: escondido, California 92025 Nature of business: Rental Property, Compensation for Activity: Position, title, association: , Start date of relationship: 7/1/2017 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-18
  • S66 Uniform Combined State Law Examination
    2008-12-18

View on SEC IAPD

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