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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-15
VT RA APPROVED 2025-08-25
OR RA APPROVED 2015-09-02
  • TX RA
    APPROVED_RES
    Since 2025-12-15
  • VT RA
    APPROVED
    Since 2025-08-25
  • OR RA
    APPROVED
    Since 2015-09-02

Branch Locations

Columbia Business Center 9900 Sw Greenburg Rd, Suite 130, Portland, OR 97223 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Portland OR 08/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Portland OR 08/2015 Present
Previous Registrations
  • 2011-01-03 → 2015-08-12
    Portland, OR
    Salem, OR
    Vancouver, WA
    Beaverton, OR
  • 2009-01-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Tigard, OR
    Tigard, OR
    Portland, OR
    Salem, OR
    Beaverton, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-29
  • S66 Uniform Combined State Law Examination
    2008-12-29

View on SEC IAPD

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