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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-12-01
MS RA APPROVED 2017-12-01
TX RA APPROVED 2017-12-01
  • LA RA
    APPROVED
    Since 2017-12-01
  • MS RA
    APPROVED
    Since 2017-12-01
  • TX RA
    APPROVED
    Since 2017-12-01

Branch Locations

1302 Magnolia St., Unit A2, Gulfport, MS 39507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Biloxi MS 07/2010 11/2017
Lpl Financial Llc Gulfport MS 11/2017 Present
Stratos Wealth Partners, Ltd. Gulfport MS 12/2017 Present
  • 07/2010 → 11/2017
    Hancock Investment Services, Inc.
    Biloxi, MS
  • 11/2017 → Present
    Lpl Financial Llc
    Gulfport, MS
  • 12/2017 → Present
    Gulfport, MS
Previous Registrations
Other Businesses

1) 12/1/17- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Gulfport, MS - 100% 2) 12/1/17- Van Kirk Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- Gulfport, MS - 100%. 3) 12/1/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 12/5/2017 - Stratos Wealth Partners, Ltd. - DBA: Van Kirk Wealth Advisors - Investment Related - At Reported Business Location(s) - Started 11/27/2017 - 80 Hours Per Month/20 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 12/5/2017 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/27/2017 - 80 Hours Per Month/100 Hours During Securities Trading - Time Spent 20% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 08/24/2022 - Harbor Wealth Advisors - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 09/01/2022 - 10 Hours Per Month/1 Hours During Securities Trading. 7) 09/22/2022 - VKWA Properties - Investment Related - Gulfport MS 39507 - Real Estate Rental - Start Date - 09/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading 8) 08/23/2023 - AVL Wealtcare - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/17/2023 - 15 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-01
S63 Uniform Securities Agent State Law Examination 2009-09-10
  • S65 Uniform Investment Adviser Law Examination
    2010-04-01
  • S63 Uniform Securities Agent State Law Examination
    2009-09-10

View on SEC IAPD

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