Best Investors Account Sign in

Louis P. Romano

J.P. Morgan Securities LLC

Rockville Centre, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-27
NY RA APPROVED 2021-06-03
NJ RA APPROVED 2021-01-26
  • TX RA
    APPROVED
    Since 2021-07-27
  • NY RA
    APPROVED
    Since 2021-06-03
  • NJ RA
    APPROVED
    Since 2021-01-26

Branch Locations

10 North Village Ave., Rockville Centre, NY 11570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Rockville Centre NY 05/2010 Present
J.P. Morgan Securities Llc Rockville Centre NY 10/2012 Present
  • 05/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Rockville Centre, NY
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Rockville Centre, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-18
S63 Uniform Securities Agent State Law Examination 2010-06-24
  • S66 Uniform Combined State Law Examination
    2020-12-18
  • S63 Uniform Securities Agent State Law Examination
    2010-06-24
Other Names
  • Louis P Romano

View on SEC IAPD

Other Firms

THE PINNACLE FINANCIAL GROUP
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CITIGROUP GLOBAL MARKETS INC.
BAYRIDGE FINANCIAL GROUP, INC.
CITIZENS SECURITIES, INC.
KESTRA ADVISORY SERVICES, LLC
PFS INVESTMENTS INC.

Other Investors

BLAKE HUNLEY SPENCER
THOMAS MUSTO
JOSEPH DONALD ESPOSITO
LEONARD FRANCIS MARZIGLIANO
CHRISTOPHER CORNETT
RICHARD CHARLES LAHN
FALGUN JARIWALA
TIMOTHY MAHONEY ARCHARD

Other Offices

THE PINNACLE FINANCIAL GROUP · ROCKVILLE CENTRE, NY
LPL FINANCIAL LLC · ROCKVILLE CENTRE, NY
ALLSTATE FINANCIAL ADVISORS, LLC · Oceanside, NY
CITIGROUP GLOBAL MARKETS INC. · ROCKVILLE CENTRE, NY
BAYRIDGE FINANCIAL GROUP, INC. · ROCKVILLE CENTRE, NY
CITIZENS SECURITIES, INC. · ROCKVILLE CENTRE, NY
KESTRA ADVISORY SERVICES, LLC · ROCKVILLE CENTRE, NY
PFS INVESTMENTS INC. · ROCKVILLE CENTRE, NY

More in Rockville Centre, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor