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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-06-28 |
| AZ | RA | APPROVED | 2019-02-04 |
| TX | RA | APPROVED | 2019-02-04 |
Branch Locations
21090 N Pima Rd, Scottsdale, AZ 85255 • United States
14600 Branch St., Omaha, NE 68154 • United States
16930 E. Palisades Blvd, Ste. 100, Fountain Hills, AZ 85268 • United States
Fountain Hills, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Scottsdale | AZ | 11/2008 | 02/2019 |
| Cwm, Llc | Omaha | NE | 01/2019 | Present |
| Pangea Wealth Management | Scottsdale | AZ | 10/2009 | 05/2021 |
| Pangea Retirement Partners | Scottsdale | AZ | 10/2009 | 05/2021 |
| Cetera Advisor Networks | El Segundo | CA | 02/2019 | 12/2024 |
| Carson Group | Omaha | NE | 01/2022 | 07/2024 |
| Carson Wealth | Fountain Hills | AZ | 07/2024 | Present |
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2020 ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE NAME OF OTHER BUSINESS: PROGENY PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: 2930 N COUNTRY CLUB RD NOGALES AZ 85621 NATURE OF BUSINESS: RENTAL PROPERTIES START DATE: 01/2004 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: PARTNER OF RENTAL PROPERTIES NAME OF OTHER BUSINESS: KORY PROPERTIES INVESTMENT RELATED: NO ADDRESS: 2930 N COUNTRY CLUB RD NOGALES AZ 85621 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2000 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PARTNER OF RENTAL PROPERTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-12 |
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