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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-06-28
AZ RA APPROVED 2019-02-04
TX RA APPROVED 2019-02-04
  • NM RA
    APPROVED
    Since 2021-06-28
  • AZ RA
    APPROVED
    Since 2019-02-04
  • TX RA
    APPROVED
    Since 2019-02-04

Branch Locations

21090 N Pima Rd, Scottsdale, AZ 85255 • United States

14600 Branch St., Omaha, NE 68154 • United States

16930 E. Palisades Blvd, Ste. 100, Fountain Hills, AZ 85268 • United States

Fountain Hills, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Scottsdale AZ 11/2008 02/2019
Cwm, Llc Omaha NE 01/2019 Present
Pangea Wealth Management Scottsdale AZ 10/2009 05/2021
Pangea Retirement Partners Scottsdale AZ 10/2009 05/2021
Cetera Advisor Networks El Segundo CA 02/2019 12/2024
Carson Group Omaha NE 01/2022 07/2024
Carson Wealth Fountain Hills AZ 07/2024 Present
  • 11/2008 → 02/2019
    Scottsdale, AZ
  • 01/2019 → Present
    Omaha, NE
  • 10/2009 → 05/2021
    Pangea Wealth Management
    Scottsdale, AZ
  • 10/2009 → 05/2021
    Pangea Retirement Partners
    Scottsdale, AZ
  • 02/2019 → 12/2024
    Cetera Advisor Networks
    El Segundo, CA
  • 01/2022 → 07/2024
    Carson Group
    Omaha, NE
  • 07/2024 → Present
    Carson Wealth
    Fountain Hills, AZ
Previous Registrations
  • 2019-02-04 → 2019-07-24
    Cetera Wealth Services, Llc
    Scottsdale, AZ
    El Segundo, CA
    Gilbert, AZ
    Las Cruces, NM
    El Paso, TX
    Omaha, NE
    Fountain Hills, AZ
  • 2009-03-04 → 2019-02-25
    Gilbert, AZ
    San Diego, CA
    Scottsdale, AZ
Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2020 ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE NAME OF OTHER BUSINESS: PROGENY PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: 2930 N COUNTRY CLUB RD NOGALES AZ 85621 NATURE OF BUSINESS: RENTAL PROPERTIES START DATE: 01/2004 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: PARTNER OF RENTAL PROPERTIES NAME OF OTHER BUSINESS: KORY PROPERTIES INVESTMENT RELATED: NO ADDRESS: 2930 N COUNTRY CLUB RD NOGALES AZ 85621 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2000 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PARTNER OF RENTAL PROPERTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-12
  • S66 Uniform Combined State Law Examination
    2009-02-12
Other Names
  • Matthew Aaron Kory
  • Matt Kory

View on SEC IAPD

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