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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-14
CO RA APPROVED 2016-05-03
  • TX RA
    APPROVED_RES
    Since 2020-07-14
  • CO RA
    APPROVED
    Since 2016-05-03

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

66 W Springer Dr, Highlands Ranch, CO 80129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Englewood CO 03/2016 11/2016
Wells Fargo Bank Na Englewood CO 02/2016 Present
Wells Fargo Clearing Services, Llc Englewood CO 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Englewood, CO
  • 02/2016 → Present
    Wells Fargo Bank Na
    Englewood, CO
  • 11/2016 → Present
    Englewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-03
  • S66 Uniform Combined State Law Examination
    2016-05-03
Other Names
  • Weston M Millner

View on SEC IAPD

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