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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-22 |
| TX | RA | APPROVED | 2023-11-20 |
Branch Locations
925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States
1230 Avenue Of The Americas, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2009 | 01/2022 |
| First Republic Securities Company, Llc | New York | NY | 01/2022 | 10/2023 |
| First Republic Investment Management, Inc. | New York | NY | 01/2022 | Present |
| J.P. Morgan Securities Llc | West Harrison | NY | 09/2023 | Present |
| Jpmorgan Chase Bank, Na. | West Harrison | NY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-04 |
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