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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-27
NC RA APPROVED 2008-11-28
  • TX RA
    APPROVED_RES
    Since 2013-03-27
  • NC RA
    APPROVED
    Since 2008-11-28

Branch Locations

380 Knollwood St, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winston-Salem NC 09/2008 Present
Bank Of America, N.A. Winston-Salem NC 05/2011 Present
Other Businesses

I*124880 For profit or not for profit: For-Profit Organization Name of outside business organization: MKHC Holdings, LLC Investment related: N Address of business: Kernersville, North Carolina 27284 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 7/9/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Setting up LLC to purchase an investment property to renovate and sell for a profit. I will be a silent partner in the process and will only provide funds for the flip. No conflicts of interest or clients involved. I*127918 For profit or not for profit: Non-Profit Organization Name of outside business organization: Kernersville Little League Investment related: N Address of business: Kernersville, North Carolina 27284 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 11/13/2019 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Local Little League Board Member position. The goal of the board is to help promote the league to parents and kids in the community, vote on new local policy, help with field maintenance and concessions, and ensure a fun experience for the kids.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-25
  • S66 Uniform Combined State Law Examination
    2008-11-25
Other Names
  • Michael Edwards Forsyth
  • Michael E Forsyth
  • Mike E Forsyth

View on SEC IAPD

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