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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-24 |
| TX | RA | APPROVED_RES | 2025-03-24 |
Branch Locations
6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors, Llc | Gilbert | AZ | 07/2012 | 03/2019 |
| Sharepoint, Llc | Phoenix | AZ | 03/2019 | 06/2019 |
| Vinity | Scottsdale | AZ | 06/2019 | 01/2025 |
| Massmutual Life Insurance Co | Scottsdale | AZ | 01/2025 | Present |
| Mml Investors Services, Llc | Scottsdale | AZ | 01/2025 | Present |
| Chandler Preparatory Academy | Chandler | AZ | 07/2023 | Present |
NAME: CHANDLER PREPARATORY ACADEMY INV REL: N ADDR: 1951 N ALMA SCHOOL, CHANDLER, AZ 85224 NATURE: SCHOOL POSITION: TEACHER START DATE: 7/1/2023 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 120 DUTIES: TEACHING FOUR CLASSES AT A 6-12 GRADE LEVEL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-01 |
| S66 | Uniform Combined State Law Examination | 2008-11-14 |
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