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Rachel Hope Harrison

Charles Schwab & Co., Inc.

West Hartford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-20
  • CT RA
    APPROVED
    Since 2024-08-20

Branch Locations

11 South Main Street, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley East Westport CT 07/2013 08/2024
Charles Schwab & Co., Inc West Hartford CT 08/2024 Present
Charles Schwab Bank Ssb West Hartford CT 08/2024 Present
Previous Registrations
Other Businesses

1) | Investment Related:No|Government|||Less than 20|0|No financial services, just marrying couples

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-08
  • S66 Uniform Combined State Law Examination
    2009-06-08
Other Names
  • Rachel Harrison
  • Rachel Hope Harrison
  • Rachel Harrison

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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