Andrew M Heyman

Hunt Valley, MD

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-02-18
TX	RA	APPROVED	2022-02-18

MD RA
APPROVED

Since 2022-02-18
TX RA
APPROVED

Since 2022-02-18

Branch Locations

303 International Circle Suite 500, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	MD	03/2014	02/2022
Morgan Stanley Smith Barney Llc	Hunt Valley	MD	02/2022	Present

03/2014 → 02/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
02/2022 → Present

Morgan Stanley Smith Barney Llc

Hunt Valley, MD

Previous Registrations

2014-04-08 → 2022-02-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
2013-03-14 → 2014-03-17

Kowitz Financial Group

Owings Mills, MD
2014-01-28 → 2014-03-14

Vsr Financial Services, Inc.

Owings Mills, MD

Lawrence, KS

Overland Park, KS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-10-14
S65	Uniform Investment Adviser Law Examination	2013-02-25

S63 Uniform Securities Agent State Law Examination

2014-10-14
S65 Uniform Investment Adviser Law Examination

2013-02-25

Other Names

Andy Heyman
Andy Heyman
Andrew Michael Heyman

View on SEC IAPD

Other Firms

BAY HARBOR WEALTH MANAGEMENT, LLC

ABS CAPITAL PARTNERS, INC.

GROFF WEALTH MANAGEMENT

MONUMENTAL WEALTH, LLC

BUSH RIVER TRUST, LLC

OSAIC WEALTH, INC.

INDEPENDENT FINANCIAL PARTNERS

AE WEALTH MANAGEMENT, LLC

Other Investors

Andrew Benjamin Anthony

LANCE REID SCOTT

JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

More in Hunt Valley, MD

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