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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-03-11 |
Branch Locations
1000 Continental Drive Suite 695, Kng Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephen T Guinan | Wayne | PA | 10/2010 | 05/2024 |
| John Van Grinsven | Wayne | PA | 10/2010 | 05/2024 |
| Northwestern Mutual Investment Services, Llc | Wayne | PA | 10/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2011 | 05/2024 |
| Northwestern Mutual Life Insurance Company | Kng Of Prussia | PA | 05/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2024 | Present |
1. CARE COURAGE COMMITMENT, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 3/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5 LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. 100% OWNER, JRGGMM, LLC, LEGAL ENTITY, START DATE: 03/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-29 |
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