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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-29 |
Branch Locations
East Rockaway , NY • United States
1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jericho | NY | 07/2015 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 09/2022 | Present |
SEAN GEM, NOT INV RELATED, BELLEROSE, NY, 100% OWNERSHIP, START: 10/17/2022, 2 HRS/MONTH, 0 HRS DURING TRADING, ENTERTAINER OF MENTALIST AND ILLUSIONIST.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-04 |
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