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Mario Zambrano

Wells Fargo Clearing Services, LLC

Garden City, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
NJ RA APPROVED 2016-09-22
TX RA APPROVED 2016-09-21
  • NY RA
    APPROVED
    Since 2021-07-22
  • NJ RA
    APPROVED
    Since 2016-09-22
  • TX RA
    APPROVED
    Since 2016-09-21

Branch Locations

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 04/2016 09/2016
Wells Fargo Advisor, Llc New York NY 09/2016 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 10/2022
Wells Fargo Clearing Services, Llc Garden City NY 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-21
S63 Uniform Securities Agent State Law Examination 2003-08-20
  • S66 Uniform Combined State Law Examination
    2011-01-21
  • S63 Uniform Securities Agent State Law Examination
    2003-08-20

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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