Best Investors Account Sign in

Nicholas A Vafeas

Wells Fargo Clearing Services, LLC

Garden City, NY

Dix Hills, NY

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2019-10-28
TX RA APPROVED 2019-10-25
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2019-10-28
  • TX RA
    APPROVED
    Since 2019-10-25

Branch Locations

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Dix Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Garden City NY 06/2009 06/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2019
Wells Fargo Clearing Services Llc Garden City NY 06/2019 Present
  • 06/2009 → 06/2019
    Morgan Stanley Smith Barney
    Garden City, NY
  • 01/2015 → 06/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2019 → Present
    Wells Fargo Clearing Services Llc
    Garden City, NY
Previous Registrations
  • 2009-06-01 → 2009-12-31
    Morgan Stanley
    Garden City, NY
  • 2008-08-13 → 2009-06-01
    Morgan Stanley & Co. Llc
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-25
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S65 Uniform Investment Adviser Law Examination
    2019-10-25
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12
Other Names
  • Nicholas A Vareas

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

More in Garden City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor