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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garden City | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER; INV RELATED; BELLMORE, NY; START: 8/23/16; 1 HR/MO; 1 DURING TRADING. HARBORVIEW HOA, INV RELATED, PORT WASHINGTON, NY, FINANCE COMMITTEE MEMBER, START 1/22/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS TO REVIEW HOW THE HOA DUES ARE HANDLED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-15 |
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