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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2016-07-29 |
Branch Locations
1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garden City | NY | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 11/2016 | Present |
DOCUMENT AGILITY, INV RELATED, LAKE MARY, FL, 33% OWNERSHIP, START 3/13/2013, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, SOFTWARE. LOAN, INV RELATED, BALTIMORE, NY, START 2/19/2020, 0 HRS/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, MONTAUK, NY, 40% OWNERSHIP, START 5/28/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES. JS DELUCA & ASSOCIATES INC., NOT INV RELATED, ROCKVILLE CENTRE, NY, 33.33% OWNERSHIP, START 1/8/2016, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS DOCUMENT AGILITY. 18 BIG REED PATH LLC; INV. RELATED; MONTAUK, NY; 100% OWNERSHIP; HOLDING FOR HOME IN MONTAUK; START DATE 11/1/2022; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-23 |
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