Christopher James Tracy

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-11
RI	RA	APPROVED	2009-06-18

TX RA
APPROVED_RES

Since 2014-02-11
RI RA
APPROVED

Since 2009-06-18

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Wellesley	MA	06/2009	Present
Morgan Stanley Private Bank, N.A	New York	NY	06/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Wellesley, MA
06/2015 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*539305 - Boys & Girls Club of Metrowest; Investment related: No; Marlborough, Massachusetts; Non-Profit; Fin Ops Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 4; Other

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-17

S66 Uniform Combined State Law Examination

2009-06-17

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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