Robert Scott Mette

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 10/2023
  Massmutual Life Insurance Company
  Imlay City, MI
• 02/2014 → 10/2023
  Mml Investors Services, Llc
  Imlay City, MI
• 10/2023 → Present
  Lpl Financial Llc
  Imlay City, MI

Previous Registrations

• 2014-02-26 → 2023-10-26
  Mml Investors Services, Llc
  Southfield, MI
  Imlay City, MI
  Imlay City, MI
• 2011-05-25 → 2014-01-27
  New England Securities
  Macomb, MI
  Southfield, MI
  Southfield, MI
  Macomb, MI

Other Businesses

1) 10/2023 - Mette Financial / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 160 Hr per month / 100% Time Spent 2) 10/2023 - Mette Financial Group LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 160 Hr per month / 100% Time Spent 3) 10/2023 - Non-Variable Insurance / Inv. Related / IMLAY CITY, MI / Start date 07/11/2008 - 160 Hr per month / 100% Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-30
• S63 Uniform Securities Agent State Law Examination
  2008-11-12

Other Names

• Rob Mette
• Robert Scott Mette
• Robert Mette