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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-10 |
| CO | RA | APPROVED | 2015-08-28 |
Branch Locations
4100 E Mississippi Ave Ste 800, Denver, CO 80246 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Greenwood Village | CO | 06/2012 | 03/2017 |
| Lpl Financial, Llc | Denver | CO | 08/2015 | Present |
1. 8/28/2015 - DENVER WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 08/17/2015 - Time Spent 95%. 2. 1/8/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner - Started 01/01/15 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 2/18/2016 - Rosenodsky Financial, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/10/2016 - 0 Hours Per Month. 4. 10/19/2018 - Elevate Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2018 - 40 Hours Per Month During Securities Trading. 5. 9/1/2021 - No Business Name - Not Investment Related - 4100 E Mississippi Ave, Suite 800, Denver, CO 80246 - Real Estate Rental - Started 05/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 02/14/2022 - No Business Name- Investment Related - Denver, CO 80218- Real Estate Rental - Start Date - 02/15/2022- 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-30 |
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