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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Cincinnati | OH | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Cincinnati | OH | 03/2017 | 07/2021 |
| Massmutual Life Insurance Company | Cincinnati | OH | 07/2016 | 07/2021 |
| Lpl Financial, Llc | Cincinnati | OH | 07/2021 | Present |
1. 7/6/2021 - Periscope Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/06/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 09/29/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/26/2021 - 6 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-22 |
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