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Inactive

Michael D Hans

Citizens Securities, Inc.

Westwood, MA

Tarrytown, NY

Citizens Private Wealth

Tarrytown, NY

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-18
  • NY RA
    APPROVED
    Since 2024-11-18

Branch Locations

200 Station Drive, Westwood, MA 02090 • United States

520 White Plains Rd Fl 3, Tarrytown, NY 10591 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clarfeld Financial Advisors, Llc Tarrytown NY 12/2012 Present
Citizens Securities, Inc. Tarrytown NY 10/2024 Present
  • 12/2012 → Present
    Clarfeld Financial Advisors, Llc
    Tarrytown, NY
  • 10/2024 → Present
    Citizens Securities, Inc.
    Tarrytown, NY
Previous Registrations
  • 2012-08-31 → 2012-12-03
    Calton & Associates, Inc.
    Montclair, NJ
  • 2011-06-03 → 2012-09-05
    Cetera Wealth Services, Llc
    Teaneck, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-15
  • S66 Uniform Combined State Law Examination
    2009-06-15
Designations
Other Names
  • Michael Hans

View on SEC IAPD

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